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Northern Society of Chartered Accountants

At the heart of northern business since 1882

Practice Regulation update

Date: 21 April 2021 13:30 - 16:30

Type: Course, Legal and Regulatory, Practice development

Organiser: Tyne and Wear

Northern Society of Chartered Accountants www.norsca.co.uk

An essential update for those working in practice to ensure that you are compliant.

Accountants working in professional practice face a seemingly endless stream of regulatory changes which affect practice management. Non-compliance can result in a bad outcome at the time of an inspection visit from a professional body.

Course information

This course will explain all the recent changes and also highlight common issues on professional body regulatory visits, helping you to ensure that your practice is well prepared in the event of such a visit. Content will include:

  • AML procedures reviewed during Practice/Quality Assurance visits and why they matter
  • Client monies and DPB – where firms go wrong and why
  • Professional Conduct in Relation to Tax (PCRT)
  • How to managing risk and quality in a small practice
  • Preparing for an ICAEW/ACCA inspection visit
  • Recent regulator feedback on Practice and Quality Assurance compliance – what the disciplinary cases tell us

Who should attend the seminar?
Partners, managers and staff in accounting firms with an interest in anti-money laundering and practice regulation compliance.

Rate Cost
Price £90.00 + VAT
Retired Member £45.00 + VAT
Career Break Member £45.00 + VAT

Northern Society is offering delegates a 1/3rd off all of its live webinars up to 30 August 2021.


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Virtual with digital delivery


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Peter Herbert

Peter qualified as a Chartered Accountant with an international accountancy firm before working in industry. He has over 15 years of training experience, specialising in financial reporting, auditing, company law and practice regulation. Peter also has a small accounting practice. Much of Peter’s practice work involves carrying out audit file reviews, practice assurance and anti-money laundering reviews for firms of accountants. He also provides guidance on implementation of GAAP.

How to book

The easiest way to book is online by clicking the button to Book Online at icaew.com – you will be able to log into your account at icaew.com and pay with your debit or credit card.

You can also telephone the ICAEW central events booking team on 01908 248159 and pay over the phone.

Alternatively you can download a booking form or book by email.