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The Compliant Practitioner

This course will be of benefit to everyone in an accountancy practice responsible for the firm’s compliance with professional standards.

You will gain confidence that you are keeping on top of your compliance obligations. You will have the opportunity of asking questions of our expert and well informed speaker.

Course information

The course content is necessarily a response to changes in practice regulations and recent changes. However, it will typically include:

Practice administration issues – drawing on feedback from the professional bodies. It will typically include:

• Practice communications
• Regulatory compliance – review of the implementation of The General Data Protection

Regulations, and, the revised anti money laundering regulations:

• Professional Indemnity Insurance
• Dealing with client money

Risk management and client service – looking at practical aspects of servicing clients while ensuring the firm is not exposed to unexpected risks and will typically include:

• Topical engagement/ disengagement issues
• Topical reporting issues, including certificates and other confirmations
• Recent professional guidance on risk management

Practical problems and issues – a review of recent technical changes (last 2-3 years), providing a refresher on the key points and examining their impact in practice

Disciplinary cases – a review of cases which contain lessons for us all

The course is a half day lecture. Delegates are encouraged to ask questions and share experiences for the benefits of others.

Cost

Rate	Cost
Price	£75.00 + VAT
Retired Member	£37.50 + VAT
Career Break Member	£37.50 + VAT